Washington, 9 September 2011

For the remainder of 2011and Q1 2012 the following Dodd-Frank rules are being considered by the Commodity Futures Trading Commission.*

Remainder 2011

• Clearinghouse Rules

• Data Recordkeeping and Reporting

• End-User Exception

• Entity Definitions/Registration

• External Business Conduct

• Internal Business Conduct (Duties, Recordkeeping and Chief Compliance Officers)

• Position Limits

• Product Definitions/Commodity Options

• Real-Time Reporting

• Segregation for Cleared Swaps

• Trading – Designated Contract Markets and Foreign Boards of Trade

First Quarter 2012

• Capital and Margin

• Client Clearing Documentation and Risk Management

• Conforming Rules

• Disruptive Trading Practices

• Governance and Conflict of Interest

• Internal Business Conduct (Documentation)

• Investment of Customer Funds

• Swap Execution Facilities

• Segregation for Uncleared Swaps

• Straight-Through Trade Processing

* Note: This outline is tentative and for preliminary purposes, and is subject to change.

Ends --

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